Free sample HACCP plan · Smoking

Hot-smoked trout HACCP plan

Trout fillets are brined in the walk-in, dried, hot smoked until cooked through, cooled on racks and held cold for salads and boards.

Reviewed October 8, 2026FDA Food Code 2022 limits3 critical control points
Process
Smoking
You need
Variance + HACCP plan
CCPs
3
Storage
41°F, 7 days

What the Food Code requiresVariance and HACCP plan when smoking preserves the food (3-502.11(A), 8-201.13(A)(2)). Smoking that meets the 3-401.11 cook may not need one: ask your health department.

HACCP plan

Hot-smoked trout

Prepared to FDA Food Code 2022, 8-201.14. Sample: your plan carries your business, your recipe and your equipment.

8-201.14(A) General information

Business name
____________________
Address
____________________
Permit number
__________
Person in charge, title, phone
____________________
Plan verified by (name, title)
____________________

8-201.14(B) Food categorization

Food
Trout fillets, brined and hot smoked
Category
Fish, smoked and cooked, ready to eat
Why it is controlled
Smoked fish is time/temperature control for safety food and supports Listeria and C. botulinum growth 3-502.11(A), Annex 6

8-201.14(C) Flow diagram

Hot-smoked trout

  1. 01 Receive trout 41°F or below
  2. 02 Brine in walk-in 41°F or below
  3. 03 Rinse, dry, pellicle
  4. 04 Hot smokeCCP 145°F for 15 s internal 3-401.11(A)(1)
  5. 05 CoolCCP 135°F to 70°F in 2 h, 41°F in 6 h 3-501.14(A)(1), 3-501.14(A)(2)
  6. 06 Cold hold, date markCCP 41°F, 7 days 3-501.17(A)
  7. 07 Plate and serve
Teal steps are critical control points, each with its critical limit and Food Code section.

8-201.14(D) Ingredients, equipment and procedures

Recipe (your amounts)

  • Trout fillets: ____ kg
  • Brine: water ____ L, salt ____ g, sugar ____ g
  • Wood: ____

Equipment

  • Smoker with a thermometer
  • Racks
  • Walk-in at or below the limit
  • Calibrated probe thermometer

Procedural controls

  • A written standard operating procedure for smoking prevents contamination. Annex 6, 3(D)
  • Smoke time and temperature monitored and recorded every batch. Annex 6, 3(F)(3)
  • Smoked fish is never vacuum packed without a variance. Annex 6, 2(H)(1)
  • Bare hands never touch the smoked fish. 3-301.11(B)

8-201.14(E) Critical control points summary

Critical control points, Hot-smoked trout
CCPSignificant hazardCritical limitMonitoringIf the limit is missedVerification and records
Hot smoke (cook) Survival of pathogens and parasites in the fish 145°F or above for 15 seconds, internal, thickest fillet3-401.11(A)(1) Probe the thickest fillet on each rack at the end of the smoke; log smoker setting, time and product temperature Keep smoking until the limit is met and log the extra time; if the smoker fails, finish in an oven to the same limit Probe thermometers checked for accuracy (±2°F, 4-203.11(B)) and loggedCooking log
Cooling Spore formers growing while the fish cools 135°F to 70°F within 2 hours; to 41°F or less within 6 hours total3-501.14(A)(1), 3-501.14(A)(2) Probe at both checkpoints; fillets on racks in a single layer Missed 70°F at 2 hours: reheat and restart, or discard. Missed 41°F at 6 hours: discard Person in charge signs the cooling logCooling log, corrective action log
Cold hold and date mark Listeria growth during storage 41°F or below; used or discarded within 7 days3-501.16(A)(2), 3-501.17(A) Walk-in logged each shift; containers labeled with the use-by day Above the limit: evaluate under the plan, discard if it cannot be shown safe. Past the date: discard Weekly log reviewCold holding log

8-201.14(F) Supporting documents

Training

  • Each person who brines, smokes or cools is trained on this plan and the smoking SOP, and it is written down.

Records (blank logs attached to the plan)

Label

Hot-smoked trout Batch ____

Discard by: day ____ (7 days)

8-201.14(G) Other information your regulatory authority asks for

Some health departments add their own forms, a fee, a lab test or a site visit. See what your state lists, then ask your plan reviewer before you start.

This plan must be reviewed and approved by your regulatory authority before you begin this process (FDA Food Code 8-201.13). Prepared from your answers; you are responsible for following it.

Person in charge signature ____________________Date __________
Cold smoking is different

Cold-smoked fish is never cooked, so it needs parasite destruction and a variance (Annex 6: cold smoking above 41°F requires one). ClearHACCP routes cold-smoked plans to a person for review.

Turn this sample into your plan

  1. 01

    Answer about 15 questions

    Your kitchen, your hot-smoked trout recipe and equipment. Each answer is checked against the Food Code as you go.

  2. 02

    Read the first sections

    Cover letter, contents with page counts and sections (A) and (B) on screen. No card.

  3. 03

    Pay once to download

    Clean PDF, logs and labels, 12 months of phone logs and inspector revisions.

  4. 04

    Sign and submit

    You sign. Your health department decides.

Make this plan for my kitchen

Read more

Make this plan for your kitchen.

Read the cover, the contents and the first sections before you pay. Pay once when it is ready to submit.

Read the cover, the contents and the first sections of your plan before you pay. No card to start.

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